LaBranche & Co.Role held 1999–2007
Chief Risk Officer · market and enterprise risk
Chief Risk Officer / Enterprise Risk Manager
- Managed market risk across complex securities for a $6 billion derivatives trading business.
- Also served as Enterprise Risk Manager for the public company, accountable to the Board and Executive Committee, and chaired the Sarbanes-Oxley Steering Committee.
Pine Grove Asset ManagementRole held 2011–2015
Operating, Valuation and Risk Committee chair
Partner / COO
- Chaired the Operating, Valuation and Risk Committees of the credit-focused fund-of-hedge-funds manager.
- Developed and maintained internal safeguards for firm assets while overseeing day-to-day and strategic business operations.
Nikko Asset ManagementRole held 2009–2011
Global Risk Committee
COO / CFO, New York adviser
- Served on Nikko’s Global Risk Committee while leading the New York adviser’s finance, risk, technology, compliance and operational divisions.